PRIVACY POLICY

 

What Does Tetley Investments, LLC, Do With Your Personal Information?

The Law

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.

Our Policy

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Income
  • Employment and residential information
  • Social security number
  • Cash balance
  • Security balances
  • Transaction detail history
  • Investment objectives, goals, and risk tolerance

When you close your account, we continue to share information about you according to our policies.

Your Rights

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Tetley Investments chooses to share; and whether you can limit this sharing.

Please Note: If you are a new customer, we do not share your personal information other than to provide services or as otherwise legally required. When you are no longer our customer, this policy continues to apply to you.

Definitions

Everyday Business Purposes

The actions necessary by financial companies to run their business and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.

Affiliates

Tetley Investments does not have any affiliates.

Non-Affiliates

Tetley Investments does not share information with non-affiliates for marketing purposes.

Joint Marketing

Tetley Investments does not engage in joint marketing with nonaffiliates.

If you would like a copy of the Tetley Investments, LLC, Form ADV Part 2A and 2B, please send a written request to:

Tetley Investments LLC
2457 N. Lincoln
Chicago, IL 60614

If you wish to modify or impose reasonable restrictions concerning the management of your account, or if your financial situation, investment objectives, or risk tolerance have changed, please contact your Tetley Investments, LLC, investment advisor representative or contact Philip P. Tetley at 773-698-6862. We will contact you at least annually to determine if your investment goals, objectives, and risk tolerance have changed.

We urge that you advise us immediately if you have not received your custodian or brokerage statement, which is required to be delivered to you no less frequently than quarterly. In addition, please compare any account information provided by us with account statements from your broker-dealer or custodian and to advise us of any discrepancies. The official record of your account is maintained by your broker-dealer or custodian. Thank you.

If you would like a copy of the Tetley Investments, LLC, Form ADV Part 2A and 2B, please send a written request to:

Tetley Investments LLC
2457 N. Lincoln
Chicago, IL 60614

If you wish to modify or impose reasonable restrictions concerning the management of your account, or if your financial situation, investment objectives, or risk tolerance have changed, please contact your Tetley Investments, LLC, investment advisor representative or contact Philip P. Tetley at 773-698-6862. We will contact you at least annually to determine if your investment goals, objectives, and risk tolerance have changed.

We urge that you advise us immediately if you have not received your custodian or brokerage statement, which is required to be delivered to you no less frequently than quarterly. In addition, please compare any account information provided by us with account statements from your broker-dealer or custodian and to advise us of any discrepancies. The official record of your account is maintained by your broker-dealer or custodian. Thank you.